| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-05-31 | 2014-07-16 |
| Rep | Dealing in securities | 2009-12-14 | 2014-07-16 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-14 | 2013-08-31 |
| Rep | Dealing in securities | 2009-12-14 | 2013-08-31 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-12-03 | 2009-09-05 |
| Rep | Dealing in securities | 2004-12-03 | 2009-09-05 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-12-03 | 2009-09-05 |
| ABN AMRO (HONG KONG) LIMITED | Rep | Advising on securities | - | 2004-11-05 |
| Rep | Dealing in securities | - | 2004-11-05 |
| ABN AMRO Clearing Hong Kong Limited | Rep | Advising on securities | - | 2004-11-05 |
| Rep | Providing automated trading services | - | 2004-11-05 |
| Rep | Dealing in securities | - | 2004-11-05 |