Personnel Hong Kong SFC License Details (ID 74836)

Personnel Hong Kong SFC License Details (ID 74836)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-09-02	2022-05-03
	Rep	Advising on securities	2019-09-02	2022-05-03
	Rep	Dealing in securities	2019-09-02	2022-05-03
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2018-11-23	2019-05-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-10-25	2018-06-29
	Rep	Dealing in securities	2010-10-25	2018-06-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-10-25	2012-01-31