Personnel Hong Kong SFC License Details (ID 74837)

Personnel Hong Kong SFC License Details (ID 74837)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2021-10-15	2024-07-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-06-21	2019-05-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-06-21	2019-05-09
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2014-10-15
	Rep	Advising on corporate finance	2012-06-01	2014-10-15
	Rep	Dealing in securities	2011-02-18	2014-10-15
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-02-18	2013-08-31
	Rep	Dealing in securities	2011-02-18	2013-08-31