Personnel Hong Kong SFC License Details (ID 74862)

Personnel Hong Kong SFC License Details (ID 74862)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-03-07	2014-09-01
	Rep	Advising on securities	2011-03-07	2014-09-01
	Rep	Dealing in securities	2011-03-07	2014-09-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-03-07	2012-01-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2008-08-26
	Rep	Advising on corporate finance	2004-05-18	2008-08-26
	Rep	Advising on securities	2004-05-18	2008-08-26