Personnel Hong Kong SFC License Details (ID 74867)

Personnel Hong Kong SFC License Details (ID 74867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-24	2016-04-26
	Rep	Advising on securities	2011-10-25	2016-04-26
	Rep	Dealing in securities	2007-07-09	2016-04-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-07-09	2013-08-31
	Rep	Dealing in securities	2007-07-09	2013-08-31
FT Securities Limited	Rep	Advising on futures contracts	2006-06-22	2007-06-25
	Rep	Dealing in futures contracts	2006-06-22	2007-06-25
	Rep	Dealing in securities	2006-06-22	2007-06-25