| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-21 | 2021-03-31 |
| Rep | Dealing in securities | 2004-05-25 | 2021-03-31 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-05-25 | 2013-08-31 |
| Rep | Dealing in securities | 2004-05-25 | 2013-08-31 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2004-05-25 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-03 |
| Rep | Asset management | - | 2004-03-03 |
| Rep | Dealing in futures contracts | - | 2004-05-25 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2004-05-25 |