Personnel SFC Licences and HKMA Registrations (ID 74884)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2018-09-24	-
	Rep	Asset management	2018-09-24	-
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2017-08-02	2018-04-30
	Rep	Asset management	2017-08-02	2018-04-30
Shinhan Asset Management (Hong Kong) Limited	Rep	Advising on securities	2016-01-22	2017-05-12
	Rep	Asset management	2016-01-22	2017-05-12
MUFG Securities Asia Limited	Rep	Advising on corporate finance	2013-06-13	2013-07-17
	Rep	Dealing in securities	2013-06-13	2013-07-17
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-07-08	2011-11-07
	Rep	Dealing in securities	2011-07-08	2011-11-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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