Personnel Hong Kong SFC License Details (ID 74909)

Personnel Hong Kong SFC License Details (ID 74909)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2026-02-02	-
	Rep	Dealing in securities	2026-02-02	-
	Rep	Dealing in securities	2025-12-16	2025-12-18
	Rep	Dealing in securities	2025-11-07	2025-11-14
	Rep	Dealing in securities	2025-05-09	2025-05-16
	Rep	Dealing in securities	2025-01-17	2025-01-24
	Rep	Dealing in securities	2024-09-27	2024-10-04
	Rep	Dealing in securities	2024-02-26	2024-03-01
	Rep	Dealing in securities	2023-09-29	2023-10-06
	Rep	Dealing in securities	2023-03-24	2023-03-31
	Rep	Dealing in futures contracts	2014-08-19	2022-06-03
	Rep	Dealing in securities	2011-08-16	2022-06-03