Personnel Hong Kong SFC License Details (ID 74914)

Personnel Hong Kong SFC License Details (ID 74914)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Providing automated trading services	2017-01-16	2017-09-08
	Rep	Dealing in futures contracts	2017-01-16	2017-09-08
	Rep	Dealing in securities	2017-01-16	2017-09-08
	Rep	Dealing in futures contracts	2013-05-31	2014-07-31
	Rep	Providing automated trading services	2011-04-11	2014-07-31
	Rep	Dealing in securities	2011-04-11	2014-07-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-04-11	2013-08-31
	Rep	Dealing in securities	2011-04-11	2013-08-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2011-01-24
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-08-21	2011-01-24
	Rep	Dealing in securities	2009-08-21	2011-01-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-08-21	2010-12-06
	Rep	Dealing in futures contracts	2009-08-21	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-08-21	2011-01-24