Personnel Hong Kong SFC License Details (ID 74917)

Personnel Hong Kong SFC License Details (ID 74917)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2015-12-18
	Rep	Advising on securities	2011-10-27	2015-12-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-16
	Rep	Advising on securities	-	2003-10-16
	Rep	Asset management	-	2003-10-16
	Rep	Providing automated trading services	-	2003-10-16
	Rep	Dealing in securities	-	2015-12-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Dealing in futures contracts	-	2013-08-31