Personnel Hong Kong SFC License Details (ID 74942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Win Win Asset Management (HK) Limited	RO	Asset management	2025-06-11	-
	RO	Advising on securities	2025-05-02	-
	Rep	Advising on securities	2025-04-15	2025-05-02
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2024-02-20	2025-04-09
	Rep	Dealing in securities	2024-02-20	2025-04-09
	RO	Advising on securities	2013-11-01	2024-02-20
	RO	Dealing in securities	2013-11-01	2024-02-20
	Rep	Advising on securities	2013-08-06	2013-11-01
	Rep	Dealing in securities	2013-08-06	2013-11-01
3V Capital Limited	RO	Advising on securities	2006-01-13	2013-06-30
	RO	Dealing in securities	2006-01-13	2013-06-30
	Rep	Advising on securities	2005-10-17	2006-01-13
	Rep	Dealing in securities	2005-10-17	2006-01-13
EMPEROR FUTURES LIMITED	RO	Advising on futures contracts	2005-06-08	2005-10-08
EMPEROR CORPORATE FINANCE LIMITED	RO	Advising on securities	2004-10-09	2005-10-08
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-07-19
	Rep	Asset management	2003-04-01	2004-07-19
	Rep	Dealing in futures contracts	2003-04-01	2005-10-08
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on corporate finance	2003-04-01	2004-07-19
	Rep	Advising on securities	2003-04-01	2004-07-19
	Rep	Asset management	2003-04-01	2004-07-19
	Rep	Providing automated trading services	2003-04-01	2004-07-19
	Rep	Dealing in securities	2003-04-01	2005-10-08