| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Win Win Asset Management (HK) Limited | RO | Asset management | 2025-06-11 | - |
| RO | Advising on securities | 2025-05-02 | - | |
| Rep | Advising on securities | 2025-04-15 | 2025-05-02 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2024-02-20 | 2025-04-09 |
| Rep | Dealing in securities | 2024-02-20 | 2025-04-09 | |
| RO | Advising on securities | 2013-11-01 | 2024-02-20 | |
| RO | Dealing in securities | 2013-11-01 | 2024-02-20 | |
| Rep | Advising on securities | 2013-08-06 | 2013-11-01 | |
| Rep | Dealing in securities | 2013-08-06 | 2013-11-01 | |
| 3V Capital Limited | RO | Advising on securities | 2006-01-13 | 2013-06-30 |
| RO | Dealing in securities | 2006-01-13 | 2013-06-30 | |
| Rep | Advising on securities | 2005-10-17 | 2006-01-13 | |
| Rep | Dealing in securities | 2005-10-17 | 2006-01-13 | |
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2005-06-08 | 2005-10-08 |
| EMPEROR CORPORATE FINANCE LIMITED | RO | Advising on securities | 2004-10-09 | 2005-10-08 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-19 |
| Rep | Asset management | 2003-04-01 | 2004-07-19 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-10-08 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | 2003-04-01 | 2004-07-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-19 | |
| Rep | Asset management | 2003-04-01 | 2004-07-19 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-07-19 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-10-08 |
No HKMA registrations in the collected records.