Personnel Hong Kong SFC License Details (ID 74943)

Personnel Hong Kong SFC License Details (ID 74943)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2013-09-23	2021-10-11
	Rep	Dealing in securities	2013-09-23	2021-10-11
3V Capital Limited	RO	Advising on securities	2007-03-14	2013-08-27
	RO	Dealing in securities	2007-03-14	2013-08-27
	Rep	Advising on securities	2005-09-02	2007-03-14
	Rep	Dealing in securities	2005-07-21	2007-03-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-01-28	2005-07-14
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Advising on securities	-	2004-01-05
	Rep	Asset management	-	2004-01-05
	Rep	Providing automated trading services	-	2004-01-05
	Rep	Dealing in securities	-	2004-01-20