| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2025-12-02 | - |
| RO | Dealing in futures contracts | 2025-12-02 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2025-10-30 | - |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2025-07-07 | 2025-12-02 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2025-07-07 | 2025-10-30 |
| Emperor Asset Management Limited | Rep | Asset management | 2021-11-17 | - |
| Rep | Advising on securities | 2021-11-17 | 2025-03-27 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2021-11-17 | 2025-03-27 |
| Rep | Dealing in futures contracts | 2021-11-17 | 2025-12-02 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Dealing in securities | 2013-10-16 | - |
| Rep | Dealing in securities | 2013-07-17 | 2013-10-16 |
| 3V Capital Limited | RO | Dealing in securities | 2005-07-18 | 2013-06-30 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-02-10 | 2005-07-15 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-02-10 | 2005-07-15 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2003-09-23 | 2004-01-27 |
| SUNWAH KINGSWAY FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-23 | 2004-01-27 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-16 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-16 |
| Rep | Asset management | 2003-04-01 | 2003-08-16 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-16 |
| DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-16 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-16 |
| Rep | Asset management | 2003-04-01 | 2003-08-16 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-16 |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-16 |
| Rep | Asset management | 2003-04-01 | 2003-08-16 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-16 |