Personnel Hong Kong SFC License Details (ID 74958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESTPORT (H.K.) LIMITED	RO	Advising on futures contracts	2016-08-29	-
	RO	Advising on securities	2016-08-29	-
	RO	Asset management	2016-08-29	-
	RO	Dealing in securities	2016-08-29	-
YF FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2013-04-29	2016-08-25
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2013-04-29	2016-08-25
YF ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2013-04-16	2016-08-25
	RO	Advising on securities	2013-04-16	2016-08-25
	RO	Asset management	2013-04-16	2016-08-25
CNCB (Hong Kong) Capital Limited	RO	Advising on futures contracts	2011-12-29	2012-12-19
	RO	Advising on securities	2011-12-29	2012-12-19
	RO	Asset management	2011-12-29	2012-12-19
AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED	RO	Advising on corporate finance	2003-04-01	2004-11-03
	RO	Advising on futures contracts	2003-04-01	2011-10-31
	RO	Advising on securities	2003-04-01	2011-10-31
	RO	Asset management	2003-04-01	2011-10-31
CNCB (Hong Kong) Capital Limited	RO	Advising on futures contracts	2003-04-01	2011-01-14
	RO	Advising on securities	2003-04-01	2011-01-14
	RO	Asset management	2003-04-01	2011-01-14
Zhonghao International Futures Co., Limited	RO	Advising on futures contracts	2003-04-01	2003-10-30
	RO	Asset management	2003-04-01	2003-10-30
	RO	Dealing in futures contracts	2003-04-01	2009-08-01