Personnel SFC Licences and HKMA Registrations (ID 74959)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	RO	Dealing in securities	2022-09-19	-
	RO	Advising on securities	2021-12-08	-
	RO	Asset management	2021-12-08	-
	Rep	Advising on securities	2021-11-03	2021-12-08
	Rep	Asset management	2021-11-03	2021-12-08
Ping An Securities (Hong Kong) Asset Management Company Limited	RO	Advising on securities	2019-06-10	2021-07-30
	RO	Asset management	2019-06-10	2021-07-30
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2017-01-09	2021-07-30
Ping An Securities (Hong Kong) Holdings Company Limited	RO	Advising on securities	2013-11-08	2021-05-20
	RO	Asset management	2013-11-08	2021-05-20
FULBRIGHT ASSET MANAGEMENT LIMITED	RO	Asset management	2012-05-31	2013-11-01
FULBRIGHT FUTURES LIMITED	RO	Advising on futures contracts	2012-05-31	2013-11-01
	RO	Dealing in futures contracts	2012-05-31	2013-11-01
FULBRIGHT SECURITIES LIMITED	RO	Advising on securities	2012-05-31	2013-11-01
LINZ GLOBAL (HK) LIMITED	RO	Dealing in futures contracts	2011-12-28	2012-07-12
	Rep	Dealing in futures contracts	2011-10-11	2011-12-28
AIM Y.K. HUI INVESTMENT CONSULTANTS LIMITED	RO	Advising on corporate finance	2003-04-01	2004-11-03
	RO	Advising on futures contracts	2003-04-01	2012-03-30
	RO	Advising on securities	2003-04-01	2012-03-30
	RO	Asset management	2003-04-01	2012-03-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.