Personnel Hong Kong SFC License Details (ID 74961)

Personnel Hong Kong SFC License Details (ID 74961)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORION INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2009-11-06	2015-05-31
	RO	Advising on securities	2009-11-06	2015-05-31
	RO	Dealing in securities	2009-11-06	2015-05-31
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2005-05-30	2007-10-31
	RO	Advising on securities	2005-05-30	2007-10-31
	RO	Dealing in securities	2005-05-30	2007-10-31
	Rep	Asset management	-	2005-03-03
	Rep	Providing automated trading services	-	2005-03-03
	Rep	Advising on corporate finance	-	2005-05-30
	Rep	Advising on securities	-	2005-05-30
	Rep	Dealing in securities	-	2005-05-30