Tsang, Katie Yin Kei (SFC:AXF388) 曾彥琦

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Hong Kong Limited	RO	Dealing in futures contracts	2023-09-22	-
	Rep	Dealing in futures contracts	2012-03-20	2023-09-22
ORION INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2011-04-28	2012-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Hong Kong Limited	RO	Dealing in futures contracts	2023-09-22	-
	Rep	Dealing in futures contracts	2012-03-20	2023-09-22
ORION INVESTMENT MANAGEMENT LIMITED	Rep	Dealing in securities	2011-04-28	2012-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.