Personnel Hong Kong SFC License Details (ID 74979)

Personnel Hong Kong SFC License Details (ID 74979)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAGIC COMPASS SECURITIES LIMITED	RO	Leveraged foreign exchange trading	2025-02-28	2025-06-06
Nerico Brothers Limited (HK)	RO	Leveraged foreign exchange trading	2012-07-26	2017-06-22
	Rep	Leveraged foreign exchange trading	2012-07-24	2012-07-26
	Rep	Dealing in securities	2012-07-24	2017-06-22
Hafoo Securities Limited	Rep	Dealing in securities	2011-02-10	2012-05-31
	RO	Dealing in securities	2010-07-09	2011-02-10
WILSON SECURITIES LIMITED	Rep	Advising on securities	2010-06-07	2012-05-31
Hafoo Securities Limited	Rep	Dealing in securities	2010-05-20	2010-07-09
BWC FOREX LIMITED	RO	Leveraged foreign exchange trading	2009-12-11	2012-05-31
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-04-10	2007-05-19
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-04-10	2007-05-19
SHUN LOONG FOREX COMPANY LIMITED	RO	Leveraged foreign exchange trading	2005-08-08	2007-05-19
	Rep	Leveraged foreign exchange trading	2005-05-30	2005-08-08
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-05-30	2007-05-19
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-08-10	2005-05-04
	RO	Leveraged foreign exchange trading	2004-03-19	2005-05-04
SHUN LOONG FOREX COMPANY LIMITED	Rep	Leveraged foreign exchange trading	-	2003-07-31