Personnel Hong Kong SFC License Details (ID 74983)

Personnel Hong Kong SFC License Details (ID 74983)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2015-11-05	2025-07-11
BWC FOREX LIMITED	Rep	Leveraged foreign exchange trading	2010-11-26	2012-11-09
Hafoo Securities Limited	Rep	Dealing in securities	2010-11-26	2012-11-09
WILSON SECURITIES LIMITED	Rep	Advising on securities	2010-11-26	2012-11-09
	Rep	Dealing in securities	2010-11-26	2012-11-09
ETRADE SECURITIES (HONG KONG) LIMITED	Rep	Leveraged foreign exchange trading	2008-11-03	2010-11-01
	Rep	Advising on securities	2008-01-28	2010-11-01
	Rep	Dealing in securities	2008-01-28	2010-11-01