| JAKOTA ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-08-26 | 2023-08-23 |
| RO | Dealing in securities | 2022-08-26 | 2023-08-23 |
| RO | Asset management | 2022-05-04 | 2023-08-23 |
| Innovest Securities Investment Limited | RO | Dealing in securities | 2019-07-25 | 2021-11-30 |
| Dynasty Alliance Investment Management Limited | RO | Advising on securities | 2019-02-20 | 2021-11-30 |
| RO | Asset management | 2017-04-19 | 2021-11-30 |
| Bright Fund Management Limited | Rep | Asset management | 2014-09-22 | 2016-01-05 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-09-22 | 2016-01-05 |
| Rep | Leveraged foreign exchange trading | 2012-06-14 | 2013-12-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2012-05-04 | 2016-01-05 |
| Rep | Dealing in securities | 2012-05-04 | 2016-01-05 |
| Oreana Financial Services Limited | Rep | Dealing in securities | 2011-08-19 | 2012-04-07 |
| Rep | Advising on securities | 2011-04-15 | 2012-04-07 |
| Rep | Asset management | 2011-04-15 | 2012-04-07 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-05-19 | 2011-03-22 |
| Rep | Dealing in securities | 2010-05-19 | 2011-03-22 |
| FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-07-15 | 2007-07-10 |
| Broadway Wealth Management Limited | RO | Advising on securities | 2005-05-27 | 2005-07-15 |
| RO | Asset management | 2005-05-27 | 2005-07-15 |
| Rep | Advising on securities | 2003-07-15 | 2005-05-27 |