Personnel Hong Kong SFC License Details (ID 75022)

Personnel Hong Kong SFC License Details (ID 75022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Caitong International Asset Management Co., Limited	RO	Advising on securities	2017-01-17	2022-05-12
	RO	Asset management	2017-01-17	2022-05-12
	Rep	Advising on securities	2014-04-22	2017-01-17
	Rep	Asset management	2014-04-22	2017-01-17
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Advising on securities	2013-09-26	2014-03-24
	Rep	Asset management	2013-09-26	2014-03-24
	Rep	Dealing in securities	2013-09-26	2014-03-24
Oreana Financial Services Limited	Rep	Dealing in securities	2011-08-02	2013-05-03
	Rep	Advising on securities	2007-10-18	2013-05-03
	Rep	Asset management	2007-10-18	2013-05-03