Personnel Hong Kong SFC License Details (ID 75030)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2021-09-17	2023-12-22
CMBC SECURITIES COMPANY LIMITED	RO	Advising on securities	2021-09-17	2023-12-22
	RO	Dealing in securities	2021-09-17	2023-12-22
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2021-08-03	2021-09-17
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-08-03	2021-09-17
	Rep	Dealing in securities	2021-08-03	2021-09-17
CHOW SANG SANG SECURITIES LIMITED	RO	Advising on securities	2019-01-16	2021-04-30
CHOW SANG SANG FUTURES LIMITED	RO	Dealing in futures contracts	2017-09-25	2021-04-30
CHOW SANG SANG SECURITIES LIMITED	RO	Dealing in securities	2017-09-25	2021-04-30
CHOW SANG SANG FUTURES LIMITED	Rep	Advising on futures contracts	-	2005-01-06
	Rep	Asset management	-	2005-01-06
	Rep	Dealing in futures contracts	-	2017-09-25
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	-	2003-08-04
	Rep	Advising on corporate finance	-	2004-10-29
	Rep	Advising on securities	-	2004-10-29
	Rep	Asset management	-	2004-10-29
	Rep	Dealing in securities	-	2004-10-29
CHOW SANG SANG SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-08-04
	Rep	Advising on corporate finance	-	2005-01-06
	Rep	Advising on securities	-	2005-01-06
	Rep	Asset management	-	2005-01-06
	Rep	Dealing in securities	-	2017-09-25