Personnel SFC Licences and HKMA Registrations (ID 75037)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2024-05-14	-
CHONG HING SECURITIES LIMITED	Rep	Dealing in securities	2021-05-03	2024-05-01
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Advising on corporate finance	2003-04-01	2004-10-29
	Rep	Advising on securities	2003-04-01	2004-10-29
	Rep	Asset management	2003-04-01	2004-10-29
	Rep	Dealing in securities	2003-04-01	2004-10-29
CHOW SANG SANG SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Advising on corporate finance	2003-04-01	2005-01-05
	Rep	Advising on securities	2003-04-01	2005-01-05
	Rep	Asset management	2003-04-01	2005-01-05
	Rep	Dealing in securities	2003-04-01	2021-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.