Personnel Hong Kong SFC License Details (ID 75044)

Personnel Hong Kong SFC License Details (ID 75044)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SoFi Securities (Hong Kong) Limited	Rep	Advising on securities	2021-03-16	-
	Rep	Dealing in securities	2021-03-16	-
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Advising on securities	2004-05-19	2004-10-29
	Rep	Dealing in securities	2004-05-19	2004-10-29
CHOW SANG SANG SECURITIES LIMITED	Rep	Advising on securities	2004-05-19	2004-11-22
	Rep	Dealing in securities	2004-05-19	2021-03-07
CHOW SANG SANG FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-04-28
	Rep	Asset management	2003-04-01	2004-04-28
	Rep	Dealing in futures contracts	2003-04-01	2021-03-07