Personnel Hong Kong SFC License Details (ID 75047)

Personnel Hong Kong SFC License Details (ID 75047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-06-15	-
CHOW SANG SANG FUTURES LIMITED	Rep	Dealing in futures contracts	2007-06-14	2020-01-01
CHOW SANG SANG SECURITIES LIMITED	Rep	Dealing in securities	2007-06-14	2021-04-30
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2007-05-16	2007-05-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2007-05-16	2007-05-26
Funderstone Futures Limited	Rep	Dealing in futures contracts	2006-11-13	2007-04-11
Funderstone Securities Limited	Rep	Dealing in securities	2006-11-13	2007-04-11