| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-22 | 2021-04-28 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2021-03-01 | 2021-04-28 |
| Rep | Dealing in securities | 2021-03-01 | 2021-04-28 |
| CHOW SANG SANG FUTURES LIMITED | RO | Dealing in futures contracts | 2019-01-16 | 2020-12-31 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | Advising on securities | 2019-01-16 | 2021-02-28 |
| RO | Dealing in securities | 2019-01-16 | 2021-02-28 |
| CHOW SANG SANG FUTURES LIMITED | Rep | Advising on futures contracts | - | 2005-01-04 |
| Rep | Asset management | - | 2005-01-04 |
| Rep | Dealing in futures contracts | - | 2019-01-16 |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-04 |
| Rep | Advising on corporate finance | - | 2004-10-29 |
| Rep | Advising on securities | - | 2004-10-29 |
| Rep | Asset management | - | 2004-10-29 |
| Rep | Dealing in securities | - | 2004-10-29 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | Providing automated trading services | - | 2003-08-04 |
| Rep | Advising on corporate finance | - | 2005-01-04 |
| Rep | Advising on securities | - | 2005-01-04 |
| Rep | Asset management | - | 2005-01-04 |
| Rep | Dealing in securities | - | 2019-01-16 |