Personnel Hong Kong SFC License Details (ID 75061)

Personnel Hong Kong SFC License Details (ID 75061)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-01-20	-
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-03	2026-05-21
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2021-05-03	-
CHOW SANG SANG FUTURES LIMITED	Rep	Dealing in futures contracts	2004-05-18	2021-04-30
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Advising on corporate finance	2003-04-01	2004-04-07
	Rep	Asset management	2003-04-01	2004-04-07
	Rep	Advising on securities	2003-04-01	2004-10-29
	Rep	Dealing in securities	2003-04-01	2004-10-29
CHOW SANG SANG SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Advising on corporate finance	2003-04-01	2004-04-07
	Rep	Asset management	2003-04-01	2004-04-07
	Rep	Advising on securities	2003-04-01	2004-11-24
	Rep	Dealing in securities	2003-04-01	2021-04-30