Personnel SFC Licences and HKMA Registrations (ID 75065)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-01-20	-
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-01	2026-05-21
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2021-03-01	-
CHOW SANG SANG FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2005-01-04
	Rep	Asset management	2003-04-01	2005-01-04
	Rep	Dealing in futures contracts	2003-04-01	2021-02-28
CHOW SANG SANG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Advising on corporate finance	2003-04-01	2004-10-29
	Rep	Advising on securities	2003-04-01	2004-10-29
	Rep	Asset management	2003-04-01	2004-10-29
	Rep	Dealing in securities	2003-04-01	2004-10-29
CHOW SANG SANG SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-04
	Rep	Advising on corporate finance	2003-04-01	2005-01-04
	Rep	Advising on securities	2003-04-01	2005-01-04
	Rep	Asset management	2003-04-01	2005-01-04
	Rep	Dealing in securities	2003-04-01	2021-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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