| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2026-06-29 | - |
| Rep | Advising on futures contracts | 2026-02-27 | 2026-06-29 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2026-02-27 | - |
| EMPEROR FUTURES LIMITED | RO | Dealing in futures contracts | 2025-12-04 | - |
| EMPEROR SECURITIES LIMITED (HK) | RO | Dealing in securities | 2025-08-14 | - |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-07-16 | 2025-12-04 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2024-07-16 | 2025-08-14 |
| PINSEN INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2023-10-25 | 2024-05-23 |
| RO | Dealing in securities | 2023-10-25 | 2024-05-23 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-02-01 | 2023-10-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2020-12-01 | 2023-10-20 |
| HS Securities Limited | RO | Dealing in securities | 2018-11-07 | 2020-09-16 |
| Rep | Dealing in securities | 2018-06-22 | 2018-11-07 |
| CHOW SANG SANG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2005-01-04 |
| Rep | Asset management | 2003-04-01 | 2005-01-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2018-05-30 |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-04 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-10-29 |
| Rep | Advising on securities | 2003-04-01 | 2004-10-29 |
| Rep | Asset management | 2003-04-01 | 2004-10-29 |
| Rep | Dealing in securities | 2003-04-01 | 2004-10-29 |
| CHOW SANG SANG SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-04 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-01-04 |
| Rep | Asset management | 2003-04-01 | 2005-01-04 |
| Rep | Advising on securities | 2003-04-01 | 2018-05-30 |
| Rep | Dealing in securities | 2003-04-01 | 2018-05-30 |