Personnel SFC Licences and HKMA Registrations (ID 75070)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2021-06-17	-
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2021-06-17	-
CHOW SANG SANG FUTURES LIMITED	Rep	Dealing in futures contracts	2011-05-25	2021-04-30
CHOW SANG SANG SECURITIES LIMITED	Rep	Dealing in securities	2010-08-13	2021-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.