Personnel Hong Kong SFC License Details (ID 75080)

Personnel Hong Kong SFC License Details (ID 75080)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAYS Capital Partners Limited	Rep	Advising on securities	2016-05-03	2020-05-29
	Rep	Asset management	2016-05-03	2020-05-29
Ginger Capital Advisory Limited	RO	Asset management	2015-12-23	2016-03-31
	Rep	Asset management	2014-12-16	2015-12-23
	Rep	Advising on securities	2014-12-16	2016-03-31
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2008-08-01	2013-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-08-01	2013-10-31
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2006-09-01	2008-05-31
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Dealing in futures contracts	2005-09-08	2005-10-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-09-08	2006-06-29
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-04-22	2005-07-21
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-06-20	2005-07-21
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-05-26
	Rep	Advising on securities	-	2003-05-26
	Rep	Asset management	-	2003-05-26
	Rep	Providing automated trading services	-	2003-05-26
	Rep	Dealing in securities	-	2005-07-21