Prescott, Lewis Edward SFC Licences and HKMA Registrations (ID 75106)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	Rep	Asset management	2026-10-12	-
	RO	Asset management	2023-08-14	2026-10-12
Mingshi Investment Management Limited	RO	Asset management	2021-09-16	2022-10-01
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2020-03-13	2021-09-15
Nezu Asia Capital Management Limited	Rep	Asset management	2014-09-12	2018-10-20
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-07-29	2014-06-12
	Rep	Dealing in securities	2013-07-29	2014-06-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-09-28	2012-11-15
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-08-23	2012-11-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-04-30	2009-04-21
	Rep	Dealing in securities	2007-03-01	2009-04-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.