Personnel Hong Kong SFC License Details (ID 75136)

Personnel Hong Kong SFC License Details (ID 75136)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Nova Capital Management Limited	RO	Advising on securities	2018-09-11	2020-06-30
	Rep	Asset management	2018-07-30	2020-06-30
	Rep	Advising on securities	2018-05-07	2018-09-11
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2007-12-19	2017-10-28
	Rep	Dealing in securities	2007-05-29	2017-10-28
	Rep	Asset management	-	2005-01-28
	Rep	Advising on corporate finance	-	2005-03-21
	Rep	Advising on securities	-	2005-03-21
	Rep	Providing automated trading services	-	2005-03-21
	Rep	Dealing in securities	-	2005-04-22