SFC bans Richard Charles Heyes, ex-RO of Citigroup Global Markets Asia Ltd, for 5 years
SFC
SFC, 16-Sep-2025
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SFC bans Citigroup Global Markets' former Responsible Officer Philip John Shaw for 10 years
SFC
SFC, 06-Mar-2023
"Shaw had, through his misconduct, engendered a culture of chasing revenue at the expense of client interests and basic standards of honesty within CGMAL."