Personnel Hong Kong SFC License Details (ID 75151)

Personnel Hong Kong SFC License Details (ID 75151)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-07-05	2013-08-09
	Rep	Dealing in securities	2013-07-05	2013-08-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-07-05	2013-08-09
	Rep	Dealing in securities	2013-07-05	2013-08-09
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-05-04	2013-03-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-05-04	2013-03-18
	Rep	Dealing in securities	2011-05-04	2013-03-18