Personnel Hong Kong SFC License Details (ID 75153)

Personnel Hong Kong SFC License Details (ID 75153)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Capital Limited	RO	Advising on corporate finance	2016-08-22	-
	RO	Dealing in securities	2016-08-22	-
	Rep	Advising on corporate finance	2016-06-01	2016-08-22
	Rep	Dealing in securities	2016-06-01	2016-08-22
Citigroup Global Markets Asia Limited	RO	Advising on corporate finance	2012-10-26	2016-04-19
	RO	Dealing in securities	2012-10-26	2016-04-19
	Rep	Advising on corporate finance	2006-08-24	2012-10-26
	Rep	Dealing in securities	2006-08-24	2012-10-26
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-08-24	2012-01-31
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2004-04-30	2006-07-31