Personnel Hong Kong SFC License Details (ID 75165)

Personnel Hong Kong SFC License Details (ID 75165)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2021-04-14
	Rep	Dealing in securities	2010-09-09	2021-04-14
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-09-09	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2006-01-01	2021-04-14
	RO	Advising on securities	2005-06-02	2006-01-01
	Rep	Advising on corporate finance	-	2005-03-03
	Rep	Asset management	-	2005-03-03
	Rep	Providing automated trading services	-	2005-03-03
	Rep	Dealing in securities	-	2005-03-03
	Rep	Advising on securities	-	2005-06-02