Soo, Charmain Sau Moy 蘇秀梅

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-09-28	2012-11-16
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2003-04-22	2012-11-16
Soo Pei Shao & Company	Rep	Advising on corporate finance	-	2003-04-11
	Rep	Advising on securities	-	2003-04-11
	Rep	Asset management	-	2003-04-11
	Rep	Dealing in securities	-	2003-04-11

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2004-09-28	2012-11-16
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2003-04-22	2012-11-16
Soo Pei Shao & Company	Rep	Advising on corporate finance	-	2003-04-11
	Rep	Advising on securities	-	2003-04-11
	Rep	Asset management	-	2003-04-11
	Rep	Dealing in securities	-	2003-04-11