Personnel SFC Licences and HKMA Registrations (ID 75176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-12-28	-
	Rep	Dealing in securities	2021-12-28	2023-03-29
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-05-30	2021-12-24
	Rep	Dealing in securities	2012-09-06	2021-12-24
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-03-24	2012-06-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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