Personnel Hong Kong SFC License Details (ID 75200)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-08-02	2024-02-29
	Rep	Dealing in securities	2011-08-02	2024-02-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-08-02	2012-01-31
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2008-07-25	2008-08-02
	Rep	Dealing in securities	2008-07-25	2008-08-02