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Valentine, Benjamin Neil - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 75216)
Valentine, Benjamin Neil
SFC ID:
ATQ905
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC bans Richard Charles Heyes, ex-RO of Citigroup Global Markets Asia Ltd, for 5 years
SFC
SFC, 16-Sep-2025
Orgs
People
SFC fines Citigroup Global Markets Asia Ltd HK$348.25m for serious regulatory failures over client facilitation activities
SFC
SFC, 28-Jan-2022
We note that Benjamin Neil Valentine, former Head of Pan Asia Electronic Execution and an RO, ceased to be an RO of Citi on 29-May-2021.
Orgs
People