Personnel Hong Kong SFC License Details (ID 75221)

Personnel Hong Kong SFC License Details (ID 75221)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2015-11-24
	Rep	Dealing in securities	2011-08-30	2015-11-24
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-08-30	2013-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-05-18	2011-05-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-05-18	2011-05-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-12-28	2010-04-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-28	2010-04-02