| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2025-09-24 | - |
| RO | Advising on securities | 2025-09-24 | - | |
| RO | Dealing in futures contracts | 2025-09-24 | - | |
| RO | Dealing in securities | 2025-09-24 | - | |
| Rep | Advising on securities | 2021-08-11 | 2025-09-24 | |
| Rep | Dealing in futures contracts | 2021-08-11 | 2025-09-24 | |
| Rep | Dealing in securities | 2021-08-11 | 2025-09-24 | |
| FORESTONE (HK) ASSET MANAGEMENT LIMITED | RO | Asset management | 2019-12-17 | 2021-05-31 |
| Cornucopiae Asset Management Limited | Rep | Asset management | 2018-07-20 | 2019-11-30 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-06 | 2018-06-29 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-13 | 2018-06-29 |
| Rep | Dealing in securities | 2014-05-13 | 2018-06-29 | |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-05-31 | 2014-04-24 |
| Rep | Advising on securities | 2011-09-05 | 2014-04-24 | |
| Rep | Dealing in securities | 2011-05-16 | 2014-04-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-05-16 | 2013-08-31 |
No HKMA registrations in the collected records.