Webb-site Legacy

Wang, Jianbo (SFC:ARE473) 王堅波

SFC ID:ARE473

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-04-20	2018-01-05
	Rep	Dealing in securities	2017-04-20	2018-01-05
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-11-04	2017-02-07
	Rep	Dealing in securities	2011-11-04	2017-02-07
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-05-10	2011-10-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-05-10	2011-10-31
	Rep	Dealing in securities	2010-05-10	2011-10-31
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2009-09-01
	Rep	Dealing in futures contracts	2008-11-07	2009-09-01
	Rep	Dealing in securities	2008-06-12	2009-09-01
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-06-12	2008-11-24
	Rep	Dealing in futures contracts	2008-06-12	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-06-12	2009-09-01