Personnel Hong Kong SFC License Details (ID 75234)

Personnel Hong Kong SFC License Details (ID 75234)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2021-01-15	-
	Rep	Dealing in securities	2021-01-15	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-01-15	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-20	2020-12-31
	Rep	Advising on securities	2008-10-08	2020-12-31
	Rep	Dealing in securities	2008-07-04	2020-12-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-07-04	2013-08-31
	Rep	Dealing in securities	2008-07-04	2013-08-31