Personnel Hong Kong SFC License Details (ID 75236)

Personnel Hong Kong SFC License Details (ID 75236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Atta Securities Limited	RO	Dealing in futures contracts	2025-10-13	-
	Rep	Dealing in securities	2018-12-18	-
	Rep	Dealing in futures contracts	2018-12-18	2025-10-13
Atta Capital Limited	Rep	Advising on securities	2018-05-10	-
	Rep	Asset management	2018-05-10	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-02-27	2013-01-09
	Rep	Dealing in securities	2006-02-27	2013-01-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-02-27	2012-01-31