Personnel Hong Kong SFC License Details (ID 75247)

Personnel Hong Kong SFC License Details (ID 75247)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-08-26	2018-01-18
	Rep	Dealing in securities	2010-05-14	2019-01-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-05-14	2013-08-31
	Rep	Dealing in securities	2010-05-14	2013-08-31
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2009-07-06	2009-08-21
CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2005-05-09	2006-03-30
	Rep	Asset management	2005-05-09	2006-03-30
Citigroup Global Markets Asia Limited	Rep	Asset management	-	2005-01-28
	Rep	Advising on corporate finance	-	2005-03-21
	Rep	Advising on securities	-	2005-03-21
	Rep	Providing automated trading services	-	2005-03-21
	Rep	Dealing in securities	-	2005-04-22