Personnel Hong Kong SFC License Details (ID 75251)

Personnel Hong Kong SFC License Details (ID 75251)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-07-02	2022-07-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-07-02	2013-08-31
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2006-04-18	2009-07-01
SBI China Capital Securities Limited	Rep	Asset management	-	2003-07-30
	Rep	Dealing in securities	-	2003-07-30
	Rep	Advising on corporate finance	-	2005-02-23
	Rep	Advising on securities	-	2006-04-09