| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-07-03 | 2017-08-23 |
| Rep | Dealing in securities | 2011-07-25 | 2017-08-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-25 | 2013-08-31 |
| Rep | Dealing in securities | 2011-07-25 | 2013-08-31 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2007-04-10 | 2009-10-31 |
| GET NICE SECURITIES LIMITED | Rep | Advising on securities | 2007-04-10 | 2009-10-31 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-26 | 2009-10-31 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2007-02-26 | 2009-10-31 |