Personnel SFC Licences and HKMA Registrations (ID 75263)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2026-04-27	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2025-09-01
	Rep	Dealing in securities	2007-10-02	2025-09-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-10-02	2013-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.